laborny | VP, Regulatory Developments & Programs in Utica, NY

VP, Regulatory Developments & Programs

  • BMO Harris Bank
  • $204,970.00 - 204,970.00 / Year *
  • 803 Tyler St
  • Utica, NY 13501
  • Full-Time
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Regulatory Developments & Programs (\"RDP\") is accountable for the centralized management of emerging regulatory changes that impact BMO Capital Markets across all jurisdictions in which it operates. RDP runs a defined regulatory change management process which includes regulatory intake, tracking and implementation of Capital Markets regulatory change initiatives through to transition to business as usual (\"BAU\").. Reporting in to the BMO Capital Markets Office of the Chief Operating Officer COO, the RDP team operates off of a regulatory change framework focusing on efficiency and accountability to drive regulatory change. The RDP team frequently interacts with Trading Products, Legal & Compliance, Operations and other critical organization functions globally. Leveraging their background in Capital Markets, the team designs solutions for regulatory initiatives and manages them through to implementation.. As a Vice President on the RDP team, you will contribute to regulatory changes. In this collaborative and dynamic culture there are exciting opportunities to learn about all areas of Capital Markets. Members of the team enjoy advancement as they grow and develop. Come be a part of a bank that defines great customer experience.. Accountabilities:. Reporting into Director, CM RDP, this role will be responsible for:. Understanding and articulating regulatory change. Leading projects and or workstreams through the regulatory change process. Evaluating business processes, anticipating requirements, understand regulatory requirements, and developing and implementing solutions. Effectively communicating to cross-functional team members and stakeholders (business and IT). Conducting meetings and presentations (working groups, Operating Committees). Ensuring solutions meet regulatory needs and requirements as well as business needs and requirements. Working with business and IT to align and deliver on regulatory objectives across work streams. Developing and delivering impactful presentation that communicates change, requests or requirements:. Providing leadership, training, coaching, and guidance to team members and impacted stakeholders. Managing competing resources and priorities. Monitoring deliverables and ensuring timely completion of activities and projects. Qualifications. The ideal candidate will be a self-starter, industrious, pragmatic-yet strategic, and able to achieve results with indirect authority. He/she should be comfortable working in a virtual environment with team members & stakeholders located across the globe. The candidate will be a strong team player capable of building strong relationships. He/she should have superior communication skills, both verbal and written, and excel in their ability to explain complex business and/or technical concepts to stakeholders across a wide spectrum of business areas.. Core Requirements:. A university degree (preferably in engineering, finance, business management, or similar). 7+ years' experience in Capital Markets. Demonstrated work experience (Hands-on experience working on business change solutions and/or regulatory change initiatives). A strong knowledge of financial instruments, ranging from derivative products to foreign exchange. An understanding of the Front Office financial product lifecycle: Origination, Primary Market Secondary Market and the associated business activities such as Settlements, Risk Management, Operations & Accounting. Strong understanding of market, credit, and operational risk. Working knowledge and expertise using software, such as Microsoft Project, MS Visio, MS PowerPoint, MS Excel, MS Word, SharePoint. Experience managing resources in a project setting. Soft Skills:. Superior analytical, reasoning and communication skills. Ability to clearly synthesize complex problem, focuses on what matters, guides others and communicates solutions to business leaders and executive stakeholder groups. A high level of professionalism, ethics and integrity. A demonstrated ability to develop strong client relationships. Nice to Have's:. Consulting experience highly desirable. Experience in handling regulatory compliance rules required by key US regulators (SEC, FINRA, OCC, DTCC). Project management certifications and / or equivalent experience. CFA highly desirable. We're here to help. At BMO Harris Bank we have a shared purpose; we put the customer at the center of everything we do - helping people is in our DNA. For 200 years we have thought about the future--the future of our customers, our communities and our people. We help our customers and our communities by working together, innovating and pushing boundaries to bring them our very best every day. Together we're changing the way people think about a bank.. As a member of the BMO Harris Bank team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one - for yourself and our customers. We'll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience, and broaden your skillset.. To find out more visit us at .. BMO Harris Bank is committed to an inclusive, equitable and accessible workplace. By learning from each other's differences, we gain strength through our people and our perspectives. BMO Harris Bank is an Equal Opportunity Employer for all, inclusive of Minorities, Women, Veterans, and Persons with Disabilities.. Serving customers for 200 years and counting, BMO is a highly diversified financial services provider - the 8th largest bank, by assets, ...
Associated topics: chief executive, chief executive officer, chief information officer, chief technology officer, co founder, director, president, senior director, vice president


* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.